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02 Jan 2024
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Advancing data quality of marine archaeological documentation using underwater robotics: from simulation environments to real-world scenarios

Beyond Deep Blue: Underwater robotics, simulations and archaeology

Recommended by based on reviews by Marco Moderato and 1 anonymous reviewer

Diamanti et al. (2024) is a significant contribution to the field of underwater robotics and their use in archaeology, with an innovative approach to some major problems in the deployment of said technologies. It identifies issues when it comes to approaching Underwater Cultural Heritage (UCH) sites and does so through an interest in the combination of data, maneuverability, and the interpretation provided by the instruments that archaeologists operate. The article's motives are clear: it is not enough to find the means to reach these sites, but rather is fundamental to take a step forward in methodology and how we can safeguard certain aspects of data recovery with robust mission planning.

To this end, the article does not fail to highlight previous contributions, in an intertwined web of references that demonstrate the marked evolution of the use of Unmanned Underwater Vehicles (UUVs), Remote Operated Vehicles (ROVs), Autonomous Underwater Vehicles (AUVs) and Autonomous Surface Vehicles (ASVs), which are growing exponentially in use (see Kapetanović et al. 2020). It should be emphasized that the notion of ‘aquatic environment’ used here is quite broad and is not limited to oceanic or maritime environments, which allows for a larger perspective on distinct technologies that proliferate in underwater archaeology. There is also a relevant discussion on the typologies of sensors and how these autonomous vehicles obtain their data, where are debated Inertial Measurement Units (IMU) and LiDAR systems. 

Thus, the authors of this article propose the creation of a model that acquires data through simulations, which allows for a better understanding of what a real mission presupposes in the field. Their tripartite method - pre-mission planning; mission plan and post-mission plan - offers a performing algorithm that simplifies and provides reliability to all the parts of the intervention. The use of real cases to create simulation models allows for a substantial approximation to common practice in underwater environments. And yet, the article is at its most innovative status when it combines all the elements it sets out to explore. It could simply focus on the methodological or planning component, on obtaining data, or on theoretical problems. But it goes further, which makes this approach more complete and of interest to the archaeological community. By not taking any part as isolated, the problems and possible solutions arising from the course of the mission are carried over from one parameter to another, where details are worked upon and efficiency goals are set.

One of the most significant cases is the tuning of ocean optics in aquatic environments according to the idiosyncracies of real cases (Diamanti et al. 2024: 8), a complex endeavor but absolutely necessary in order to increase the informative potential of the simulation. The exploration of various data capture models is also welcome, for the purposes of comparison and adaptation on a case-by-case basis. The brief theoretical reflection offered at the end of the article dwells in all these points and problematizes the difference between terrestrial and aquatic archaeology. In fact, the distinction does not only exist in the technical component, as although it draws in theoretical elements from archaeology that is carried out on land (see Krieger 2012 for this matter), the problems and interpretations are shaped by different factors and therefore become unique (Diamanti et al 2024: 15). The future, according to the authors, lies in increasing the autonomy of these vehicles so that the human element does not have to make decisions in a systematic way. It is in that note, and in order for that path to become closer to reality, that we strongly recommend this article for publication, in conjunction with the comments of the reviewers. We hope that its integrated approach, which brings together methods, theories and reflections, can become a broader modus operandi within the field of underwater robotics applied to archaeology.

References:

Diamanti, E., Yip, M., Stahl, A. and Ødegård, Ø. (2024). Advancing data quality of marine archaeological documentation using underwater robotics: from simulation environments to real-world scenarios, Zenodo, 8305098, ver. 4 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.8305098

Kapetanović, N., Vasilijević, A., Nađ, Đ., Zubčić, K., and Mišković, N. (2020). Marine Robots Mapping the Present and the Past: Unraveling the Secrets of the Deep. Remote Sensing, 12(23), 3902. MDPI AG. http://dx.doi.org/10.3390/rs12233902

Krieger, W. H. (2012). Theory, Locality, and Methodology in Archaeology: Just Add Water? HOPOS: The Journal of the International Society for the History of Philosophy of Science, 2(2), 243–257. https://doi.org/10.1086/666956

 

Advancing data quality of marine archaeological documentation using underwater robotics: from simulation environments to real-world scenariosDiamanti, Eleni; Yip, Mauhing; Stahl, Annette; Ødegård, Øyvind<p>This paper presents a novel method for visual-based 3D mapping of underwater cultural heritage sites through marine robotic operations. The proposed methodology addresses the three main stages of an underwater robotic mission, specifically the ...Computational archaeology, Remote sensingDaniel Carvalho2023-08-31 16:03:10 View
02 Sep 2023
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Research workflows, paradata, and information visualisation: feedback on an exploratory integration of issues and practices - MEMORIA IS

Using information visualisation to improve traceability, transmissibility and verifiability in research workflows

Recommended by based on reviews by Adéla Sobotkova and 2 anonymous reviewers

The paper “Research workflows, paradata, and information visualisation: feedback on an exploratory integration of issues and practices - MEMORIA IS” (Dudek & Blaise, 2023) describes a prototype of an information system developed to improve the traceability, transmissibility and verifiability of archaeological research workflows. A key aspect of the work with MEMORIA is to make research documentation and the workflows underpinning the conducted research more approachable and understandable using a series of visual interfaces that allow users of the system to explore archaeological documentation, including metadata describing the data and paradata that describes its underlying processes. The work of Dudek and Blaise address one of the central barriers to reproducibility and transparency of research data and propose a set of both theoretically and practically well-founded tools and methods to solve this major problem. From the reported work on MEMORIA IS, information visualisation and the proposed tools emerge as an interesting and potentially powerful approach for a major push in improving the traceability, transmissibility and verifiability of research data through making research workflows easier to approach and understand.

In comparison to technical work relating to archaeological data management, this paper starts commendably with a careful explication of the conceptual and epistemic underpinnings of the MEMORIA IS both in documentation research, knowledge organisation and information visualisation literature. Rather than being developed on the basis of a set of opaque assumptions, the meticulous description of the MEMORIA IS and its theoretical and technical premises is exemplary in its transparence and richness and has potential for a long-term impact as a part of the body of literature relating to the development of archaeological documentation and documentation tools. While the text is sometimes fairly densely written, it is worth taking the effort to read it through. Another major strength of the paper is that it provides a rich set of examples of the workings of the prototype system that makes it possible to develop a comprehensive understanding of the proposed approaches and assess their validity.

As a whole, this paper and the reported work on MEMORIA IS forms a worthy addition to the literature on and practical work for developing critical infrastructures for data documentation, management and access in archaeology. Beyond archaeology and the specific context of the discussed work discussed this paper has obvious relevance to comparable work in other fields.

References

Dudek, I. and Blaise, J.-Y. (2023) Research workflows, paradata, and information visualisation: feedback on an exploratory integration of issues and practices - MEMORIA IS, Zenodo, 8252923, ver. 3 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.8252923
Research workflows, paradata, and information visualisation: feedback on an exploratory integration of issues and practices - MEMORIA ISDudek Iwona, Blaise Jean-Yves<p>The paper presents an exploratory web information system developed as a reaction to practical and epistemological questions, in the context of a scientific unit studying the architectural heritage (from both historical sciences perspective, and...Computational archaeologyIsto Huvila2023-05-02 12:50:39 View
12 Apr 2024
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Survey Planning, Allocation, Costing and Evaluation (SPACE) Project: Developing a Tool to Help Archaeologists Conduct More Effective Surveys

A new tool to increase the robustness of archaeological field survey

Recommended by ORCID_LOGO based on reviews by Philip Verhagen and Tymon de Haas

This well-written and interesting paper ‘Survey Planning, Allocation, Costing and Evaluation (SPACE) Project: Developing a Tool to Help Archaeologists Conduct More Effective Surveys’ deals with the development of a ‘modular, accessible, and simple web-based platform for survey planning and quality assurance’ in the area of pedestrian field survey methods (Banning et al. 2024).

Although there have been excellent treatments of statistics in archaeological field survey (among which various by the first author: Banning 2020, 2021), and there is continuous methodological debate on platforms such as the International Mediterranean Survey Workshop (IMSW), in papers dealing with the current development and state of the field (Knodell et al. 2023), good practices (Attema et al. 2020) or the merits of a quantifying approach to archaeological densities (cf. de Haas et al. 2023), this paper rightfully addresses the lack of rigorous statistical approaches in archaeological field survey. As argued by several scholars such as Orton (2000), this mainly appears the result of lack of knowledge/familiarity/resources to bring in the required expertise etc. with the application of seemingly intricate statistics (cf. Waagen 2022). In this context this paper presents a welcome contribution to the feasibility of a robust archaeological field survey design. 

The SPACE application, under development by the authors, is introduced in this paper. It is a software tool that aims to provide different modules to assist archaeologists to make calculations for sample size, coverage, stratification, etc. under the conditions of survey goals and available resources. In the end, the goal is to ensure archaeological field surveys will attain their objectives effectively and permit more confidence in the eventual outcomes. The module concerning Sweep Widths, an issue introduced by the main author in 2006 (Banning 2006) is finished; the sweep width assessment is a methodology to calibrate one’s survey project for artefact types, landscape, visibility and person-bound performance, eventually increasing the quality (comparability) of the collected samples. This is by now a well-known calibration technique, yet little used, so this effort to make that more accessible is certainly laudable. An excellent idea, and another aim of this project, is indeed to build up a database with calibration data, so applying sweep-width corrections will become easier accessible to practitioners who lack time to set up calibration exercises. 

It will be very interesting to have a closer look at the eventual platform and to see if, and how, it will be adapted by the larger archaeological field survey community, both from an academic research perspective as from a heritage management point of view. I happily recommend this paper and all debate relating to it, including the excellent peer reviews of the manuscript by Philip Verhagen and Tymon de Haas (available as part of this PCI recommendation procedure), to any practitioner of archaeological field survey.

References

Attema, P., Bintliff, J., Van Leusen, P.M., Bes, P., de Haas, T., Donev, D., Jongman, W., Kaptijn, E., Mayoral, V., Menchelli, S., Pasquinucci, M., Rosen, S., García Sánchez, J., Luis Gutierrez Soler, L., Stone, D., Tol, G., Vermeulen, F., and Vionis. A. 2020. “A guide to good practice in Mediterranean surface survey projects”, Journal of Greek Archaeology 5, 1–62. https://doi.org/10.32028/9781789697926-2

Banning, E.B., Alicia L. Hawkins, S.T. Stewart, Sweep widths and the detection of artifacts in archaeological survey, Journal of Archaeological Science, Volume 38, Issue 12, 2011, Pages 3447-3458. https://doi.org/10.1016/j.jas.2011.08.007 

Banning, E.B. 2020. Spatial Sampling. In: Gillings, M., Hacıgüzeller, P., Lock, G. (eds.) Archaeological Spatial Analysis. A Methodological Guide. Routledge.

Banning, E.B. 2021. Sampled to Death? The Rise and Fall of Probability Sampling in Archaeology. American Antiquity, 86(1), 43-60. https://doi.org/10.1017/aaq.2020.39

Banning, E. B. Steven Edwards, & Isaac Ullah. (2024). Survey Planning, Allocation, Costing and Evaluation (SPACE) Project: Developing a Tool to Help Archaeologists Conduct More Effective Surveys. Zenodo, 8072178, ver. 9 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.8072178

Knodell, A.R., Wilkinson, T.C., Leppard, T.P. et al. 2023. Survey Archaeology in the Mediterranean World: Regional Traditions and Contributions to Long-Term History. J Archaeol Res 31, 263–329 (2023). https://doi.org/10.1007/s10814-022-09175-7 

Orton, C. 2000. Sampling in Archaeology. Cambridge University Press. https://doi.org/10.1017/CBO9781139163996

Waagen, J. 2022. Sampling past landscapes. Methodological inquiries into the bias problems of recording archaeological surface assemblages. PhD-Thesis. https://hdl.handle.net/11245.1/e9cb922c-c7e4-40a1-b648-7b8065c46880 

de Haas, T., Leppard, T. P., Waagen, J., & Wilkinson, T. (2023). Myopic Misunderstandings? A Reply to Meyer (JMA 35(2), 2022). Journal of Mediterranean Archaeology, 36(1), 127-137. https://doi.org/10.1558/jma.27148

Survey Planning, Allocation, Costing and Evaluation (SPACE) Project: Developing a Tool to Help Archaeologists Conduct More Effective SurveysE. B. Banning, Steven Edwards, and Isaac Ullah<p>Designing an effective archaeological survey can be complicated and confidence that it was effective requires post-survey evaluation. The goal of SPACE is to develop software to facilitate survey designers’ decisions and partially automate tool...Computational archaeology, Landscape archaeologyJitte Waagen2023-06-28 13:42:28 View
21 Nov 2022
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Removing Barriers to Reproducible Research in Archaeology

Three levels of reproducible workflow remove barriers for archaeologists and increase accessibility

Recommended by ORCID_LOGO based on reviews by Sam Leggett, Cyler Conrad, Cheng Liu and Lisa Lodwick

Over the last decade, a small but growing community of archaeologists, from a diversity of intellectual and demographic backgrounds, have been striving for computational reproducibility in their published research. In their survey of the accomplishments of this thriving community, Emma Karoune and Esther Plomp (2022) analyzed the wide variety of approaches researchers have taken to enhance the reproducibility of their research. A key contribution of this paper is their excellent synthesis of diverse approaches into three levels of increasing complexity. This is helpful because it provides multiple entry points for researchers new to the challenge of fortifying their research. Many researchers assume that computational reproducibility is only achievable if they have a high degree of technical skill with computers, or is only necessary if their work is very computationally intensive. Karoune and Plomp give three compelling reasons why reproducibility is important for all archaeological research, and through their three levels they demonstrate that how these levels can be accomplished with basic, non-specialized computer skills and widely used free software. They showcase exemplary work from a variety of archaeologists to show how practical and achievable reproducible research is for all archaeologists. They advocate for archaeologists to use the most widely used and supported tools and services to support their reproducible research, such as the R and Python programming languages for data analysis, and Git and GitHub for collaboration. 

This paper, with its extensive appendix including thoughtful responses to frequently asked questions about reproducible research in archaeology, is likely to have a wide reach and influence, beyond previous works on this topic that have largely focused on technical details. Karoune and Plomp have provided the on-ramp for a generation of archaeologists who will find their questions about reproducible research answered here. They will also find an agreeable entry point to reproducible research in one of the three levels described by the authors. Will every archaeologist embrace this way of working? Should they? The work of Leonelli (2018) can help us anticipate the answers to these questions. Leonelli asks where are the limits to reproducibility, and how do the characteristics of different ways of knowing affect the desirability of reproducibility? Leonelli's work invites us to consider that there will be archaeologists coming from different epistemic cultures for whom the motivations presented by Karoune and Plomp will not resonate. For example, archaeologists engaged in mostly hermeneutical social science and humanities research, who do little or no quantitative analysis and statistics, are unlikely to see reproducibility as meaningful or desirable for their work. We can describe these researchers as working in interpretative or constructivist epistemic cultures. In these cultures, the particulars of how an individual researcher engages with their subject are exclusive and unique, and they would argue it cannot be fully captured or shared in an meaningful way (Elman and Kapiszewski 2017). Here, knowledge is situational, emerging from a specific, once-off combination of people and circumstances. One example in archaeology is the chaîne opératoire approach of stone artefact analysis, which Monnier and Missal (2014:61) describe as "based upon the analyst's experience and intuition, and it is not replicable, nor quantifiable". To make sense of this example we can draw on Galison's (1997) concept of 'image traditions' and 'logic traditions'. An image tradition is a way of knowing that is qualitative, based on composing narratives from drawings and photographs. A logic tradition is based on the use of instruments and statistical methods to collect standardised quantitative data. Chaîne opératoire approaches fall into the image tradition, along with many other ways of working in archaeology that do not generate numbers or use them to support claims about the past. Archaeologists working in a logic tradition will find reproducible research to be more meaningful than those working in an image tradition.

We should be mindful not to claim that one epistemic culture is superior to another because reproducibility is not meaningful or attainable for researchers in one culture. Such a claim would threaten the plurality that is essential for the reliability of scientific knowledge (Massimi 2022). Instead we should identify those communities in archaeology where reproducible research is both meaningful and attainable, but has not yet been widely embraced. That is the where the most beneficial effects can be expected. According to Leonelli's (2018) framework, we can recognise these communities by a few basic characteristics. For example: they are doing computationally intensive archaeology, such as using or writing software to collect, simulate, analyse or visualise data; they are doing experimental archaeology; or they are making knowledge claims that are supported by tables of numeric data and data visualisations. Archaeologists whose work shares one or more of these characteristics will find the guidance provided here by Karoune and Plomp to be highly instructive and relevant, and stand the most to benefit from it.  ​​

But it is not only individual archaeological scientists that have potential to benefit from how Karoune and Plomp have lowered the barriers to reproducible research. An especially important implication of this paper is that by lowering the barriers to reproducible research, Karoune and Plomp help us all to lower barriers to participation in archaeology in general. Documenting our research transparently, and sharing our materials (such as data and code and so on) openly, can profoundly change how others can participate in archaeology. By doing this, we are enabling students and researchers elsewhere, for example in low and middle income locations, to use our materials in their teaching and learning. Other researchers and students can apply our methods to their data, and combine their data with ours to achieve syntheses beyond what a single project can do. Similarly, for archaeologists working with local, descendant or marginalized communities, the tools of reproducible research are vital for enabling community members to have full access to the archaeological process, and thus reproducibility may be considered a necessity for decolonising the discipline. Karoune and Plomp present the CARE principles (Carroll et al. 2020) to guide archaeologists in ensuring community control of data so that reproducibility can be ethically accomplished with community safety and well-being as a priority. This may have a profoundly positive impact on the demographics of archaeology, as it lowers the barriers of meaningful participation by people far beyond our immediate groups of collaborators. 

Making archaeology more accessible is of critical importance in stemming the negative social impacts of pseudoarchaeologists, who often claim that archaeologists actively suppress the truth of the archaeological record through secrecy, elitism, and exclusiveness. The harm in this is twofold. First, that pseudoarchaeology typically erases Indigenous heritage by claiming that their past achievements were due to an ancient, extinct advanced civilization, not Indigenous people. These claims are often adopted by white supremacists to support racist and antisemitic conspiracy theories (Turner and Turner 2021), which sometimes leads to prejudice, physical violence, radicalization and extremism. A second type of harm that can come from claims of secrecy and elitism is it drains public trust in experts, leading to science denial. Not only trust in archaeologists, but trust in many kinds of experts, including those working on urgent contemporary issues such as public health and climate change. Karoune and Plomp's work is important here because it provides a practical and affordable pathway for archaeologists to fight claims of secrecy and elitism by sharing their work in ways that make it possible for non-academics to inspect the analyses and logic in detail. Claims of secrecy and elitism can be easily countered by openness, transparently and reproducibility by archaeologists. This is not only useful for tackling pseudoarchaeologists, but also in enacting an ethic of care, framing members of the public as people that not only care about archaeology as part of humanity's shared heritage, but also care for the construction of reliable interpretations of the archaeological record to provide secure and authentic foundations for their social identities and relationships (Wylie et al 2018; de la Bellacasa 2011). By striving for reproducible research in the way described by Karoune and Plomp, we are practicing a kind of reciprocal care among ourselves as archaeologists, and between archaeologists and members of the public as two communities who care about the human past. 

 

References

Karoune, E., and Plomp, E. (2022). Removing Barriers to Reproducible Research in Archaeology. Zenodo, 7320029, ver. 5 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.7320029

de la Bellacasa, M. P. (2011). Matters of care in technoscience: Assembling neglected things. Social Studies of Science, 41(1), 85–106. https://doi.org/10.1177/0306312710380301

Carroll, S. R., Garba, I., Figueroa-Rodríguez, O. L., Holbrook, J., Lovett, R., Materechera, S., Parsons, M., Raseroka, K., Rodriguez-Lonebear, D., Rowe, R., Sara, R., Walker, J. D., Anderson, J., and Hudson, M. (2020). The CARE Principles for Indigenous Data Governance. Data Science Journal, 19(1), Article 1. https://doi.org/10.5334/dsj-2020-043​

Elman, C., and Kapiszewski, D. (2017). Benefits and Challenges of Making Qualitative Research More Transparent. Inside Higher Ed 2017,  http://web.archive.org/web/20220407064134/https://www.insidehighered.com/blogs/rethinking-research/benefits-and-challenges-making-qualitative-research-more-transparent (accessed 21 Oct, 2022). 

Galison, P. (1997). Image and logic: a material culture of microphysics. Chicago (IL): University of Chicago Press.

Leonelli, S. (2018). Re-Thinking Reproducibility as a Criterion for Research Quality [preprint]. Available online: http://philsci-archive.pitt.edu/id/eprint/14352 (Accessed 21 Oct 2022).

Massimi, M. (2022). Perspectival realism. Oxford University Press.

Monnier, G. F., and Kele M.. "Another Mousterian debate? Bordian facies, chaîne opératoire technocomplexes, and patterns of lithic variability in the western European Middle and Upper Pleistocene." Quaternary International 350 (2014): 59-83. https://doi.org/10.1016/j.quaint.2014.06.053

Turner, D. D., and Turner, M. I. (2021). “I’m Not Saying It Was Aliens”: An Archaeological and Philosophical Analysis of a Conspiracy Theory. In A. Killin and S. Allen-Hermanson (Eds.), Explorations in Archaeology and Philosophy (pp. 7–24). Springer International Publishing. https://doi.org/10.1007/978-3-030-61052-4_2

​Wylie, C., Neeley, K., and Ferguson, S. (2018). Beyond Technological Literacy: Open Data as Active Democratic Engagement? Digital Culture & Society, 4(2), 157–182. https://doi.org/10.14361/dcs-2018-0209​​​

 

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Removing Barriers to Reproducible Research in ArchaeologyEmma Karoune and Esther Plomp<p>Reproducible research is being implemented at different speeds in different disciplines, and Archaeology is at the start of this journey. Reproducibility is the practice of reanalysing data by taking the same steps and producing the same or sim...Computational archaeologyBen Marwick2022-06-07 10:02:46 View
28 May 2020
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TIPZOO: a Touchscreen Interface for Palaeolithic Zooarchaeology. Towards making data entry and analysis easier, faster, and more reliable

A new software to improve standardization and quality of data in zooarchaeology

Recommended by ORCID_LOGO based on reviews by Delphine Vettese and Argant Thierry

Standardization and quality of data collection are identified as challenges for the future in zooarchaeology [1]. These issues were already identified in the early 1970s when the International Council for Archaeozoology (ICAZ) recommended to “standardize measurements and data in publications”. In the recent years, there is strong recommendations by publishers and grant to follow the FAIR Principle i.e. to “improve the findability, accessibility, interoperability, and reuse of digital assets” [2]. As zooarchaeologists, we should make our methods more clear and replicable by other researchers to produce comparable datasets. In this paper the authors make a significant step in proposing a tool to replace traditional data recording softwares. The problems related to data recording are clearly identified and discussed. All the features offered by TIPZOO allow to standardize the data, to reduce the errors when entering the data, to save time with auto-filling entries. The coding system used in TIPZOO is based on variables taken from the most used and updated literature in zooarchaeology. Its connections with various R packages allow to directly export the data and to transform the raw data to produce summary tables, graphs and basic statistics. Finally, the advantage of this tool is that it can be improved, debugged, or implemented at any time. TIPZOO provides a standardized system to compile and share large and consistent datasets that will allow comparison among assemblages at a large scale, and for this reason, I have recommended the work for PCI Archaeology.

References

[1] Steele, T.E. (2015). The contributions of animal bones from archaeological sites: the past and future of zooarchaeology. J. Archaeol. Sci. 56, 168–176. doi: 10.1016/j.jas.2015.02.036
[2] https://go-fair.org/fair-principles/

TIPZOO: a Touchscreen Interface for Palaeolithic Zooarchaeology. Towards making data entry and analysis easier, faster, and more reliableEmmanuel Discamps<p>Zooarchaeological studies of fossil bone collections are often conducted using simple spreadsheet programs for data recording and analysis. After quickly summarizing the limitations of such an approach, we present a new software solution, TIPZO...Spatial analysis, Taphonomy, ZooarchaeologyFlorent Rivals2020-04-16 13:27:00 View
02 Dec 2023
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Research perspectives and their influence for typologies

Complexity and Purpose – A Pragmatic Approach to the Diversity of Archaeological Classificatory Practice and Typology

Recommended by ORCID_LOGO, and ORCID_LOGO based on reviews by Ulrich Veit, Martin Hinz, Artur Ribeiro and 1 anonymous reviewer

“Research perspectives and their influence for typologies” by E. Giannichedda (1) is a contribution to the upcoming volume on the role of typology and type-thinking in current archaeological theory and praxis edited by the recommenders. Taking a decidedly Italian perspective on classificatory practice grounded in what the author dubs the “history of material culture”, Giannichedda offers an inventory of six divergent but overall complementary modes of ordering archaeological material: i) chrono-typological and culture-historical, ii) techno-anthropological, iii) social, iv) socio-economic and v) cognitive. These various lenses broadly align with similarly labeled perspectives on the archaeological record more generally. According to the author, they lend themselves to different ways of identifying and using types in archaeological work. Importantly, Giannichedda reminds us that no ordering practice is a neutral act and typologies should not be devised for their own sake but because we have specific epistemic interests. Even though this view is certainly not shared by everyone involved in the broader debate on the purpose and goal of systematics, classification, typology or archaeological taxonomy (2–4), the paper emphatically defends the long-standing idea that ordering practices are not suitable to elucidate the structure and composition of reality but instead devise tools to answer certain questions or help investigate certain dimensions of complex past realities. This position considers typologies as conceptual prosthetics of knowing, a view that broadly resonates with what is referred to as epistemic instrumentalism in the philosophy of science (5, 6). Types and type-work should accordingly reflect well-defined means-end relationships.

Based on the recognition of archaeology as part of an integrated “history of material culture” rooted in a blend of continental and Anglophone theories, Giannichedda argues that type-work should pay attention to relevant relations between various artefacts in a given historical context that help further historical understanding. Classificatory practice in archaeology – the ordering of artefactual materials according to properties – must thus proceed with the goal of multifaceted “historical reconstruction in mind”. It should serve this reconstruction, and not the other way around. By drawing on the example of a Medieval nunnery in the Piedmont region of northwestern Italy, Giannichedda explores how different goals of classification and typo-praxis (linked to i-v; see above) foreground different aspects, features, and relations of archaeological materials and as such allow to pinpoint and examine different constellations of archaeological objects. He argues that archaeological typo-praxis, for this reason, should almost never concern itself with isolated artefacts but should take into account broader historical assemblages of artefacts. This does not necessarily mean to pay equal attention to all available artefacts and materials, however. To the contrary, in many cases, it is necessary to recognize that some artefacts and some features are more important than others as anchors grouping materials and establishing relations with other objects. An example are so-called ‘barometer objects’ (7) or unique pieces which often have exceptional informational value but can easily be overlooked when only shared features are taken into consideration. As Giannichedda reminds us, considering all objects and properties equally is also a normative decision and does not render ordering less subjective. The archaeological analysis of types should therefore always be complemented by an examination of variants, even if some of these variants are idiosyncratic or even unique. A type, then, may be difficult to define universally.

In total, “Research perspectives and their influence for typologies” emphasizes the need for “elastic” and “flexible” approaches to archaeological types and typologies in order to effectively respond to the manifold research interests cultivated by archaeologists as well as the many and complex past realities they face. Complexity is taken here to indicate that no single research perspective and associated mode of ordering can adequately capture the dimensionality and richness of these past realities and we can therefore only benefit from multiple co-existing ways of grouping and relating archaeological artefacts. Different logics of grouping may simply reveal different aspects of these realities. As such, Giannichedda’s proposal can be read as a formulation of the now classic pluralism thesis (8–11) – that only a plurality of ways of ordering and interrelating artefacts can unlock the full suite of relationships within historical assemblages archaeologists are interested in.

 

Bibliography

1. Giannichedda, E. (2023). Research perspectives and their influence for typologies, Zenodo, 7322855, ver. 9 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.7322855

2. Dunnell, R. C. (2002). Systematics in Prehistory, Illustrated Edition (The Blackburn Press, 2002).

3. Reynolds, N. and Riede, F. (2019). House of cards: cultural taxonomy and the study of the European Upper Palaeolithic. Antiquity 93, 1350–1358. https://doi.org/10.15184/aqy.2019.49

4. Lyman, R. L. (2021). On the Importance of Systematics to Archaeological Research: the Covariation of Typological Diversity and Morphological Disparity. J Paleo Arch 4, 3. https://doi.org/10.1007/s41982-021-00077-6

5. Van Fraassen, B. C. (2002). The empirical stance (Yale University Press).

6. Stanford, P. K. (2006). Exceeding Our Grasp: Science, History, and the Problem of Unconceived Alternatives (Oxford University Press). https://doi.org/10.1093/0195174089.001.0001

7. Radohs, L. (2023). Urban elite culture: a methodological study of aristocracy and civic elites in sea-trading towns of the southwestern Baltic (12th-14th c.) (Böhlau).

8. Kellert, S. H., Longino, H. E. and Waters, C. K. (2006). Scientific pluralism (University of Minnesota Press).

9. Cat, J. (2012). Essay Review: Scientific Pluralism. Philosophy of Science 79, 317–325. https://doi.org/10.1086/664747

10. Chang, H. (2012). Is Water H2O?: Evidence, Realism and Pluralism (Springer Netherlands). https://doi.org/10.1007/978-94-007-3932-1

11. Wylie, A. (2015). “A plurality of pluralisms: Collaborative practice in archaeology” in Objectivity in Science, (Springer), pp. 189–210. https://doi.org/10.1007/978-3-319-14349-1_10

 

Research perspectives and their influence for typologiesEnrico Giannichedda<p>This contribution opens with a brief reflection on theoretical archaeology and practical material classification activities. Following this, the various questions that can be asked of artefacts to be classified will be briefly addressed. Questi...Theoretical archaeologyShumon Tobias Hussain2022-11-10 20:14:52 View
11 Dec 2023
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A meta-analysis of Final Palaeolithic/earliest Mesolithic cultural taxonomy and evolution in Europe

Questioning Final Palaeolithic and early Mesolithic cultural taxonomy with a data-driven statistical approach

Recommended by based on reviews by Dirk Leder and 2 anonymous reviewers

Cultural taxonomies are an essential tool for archaeologists working with prehistoric material cultures as they have historically been used to create the basic analytical units for studying cultural evolution through time (de Mortillet, 1883 ; Breuil, 1913). This approach has its limits as the taxonomic units are essentially etic constructions, i.e., they are defined in a cultural context exterior to the one that produced the material culture on which they are based (e.g., Pesesse, 2019). But to approach questions related to cultural evolution, one has to define archaeological units with clear geographic and chronological delineations in order to be compared synchronically and diachronically (e.g., Willey and Philips, 1958). In « A meta-analysis of Final Palaeolitic/Earliest Mesolithic cultural taxonomy and evolution in Europe », F. Riede and colleagues propose a novel and interesting approach to question the end of the Palaeolithic and beginning of the Mesolithic’s « named archaeological cultures » (NACs) analytical pertinence (Riede et al., 2023). In this particular context, NACs are indeed very numerous (n = 86) and result from complex and regional research histories. It seems thus pertinent to question the extent to which the said NACs chronological and geographic patterns result from past cultural diversity and evolution, and are not artefacts of research. 

To do so, the authors adopted a data-driven approach that they describe in detail in the paper. First, they gathered an European data base of lithic tool-kit composition, blade and bladelet technology and armature morphology at 350 key sites considered representative of NACs, dated between 15 and 11 ka (Hussain et al., 2023). These data were then analyzed using geometric morphometrics and a set of statisticaal tests in order to 1) test the coherence of these taxonomic units, and 2) test the chronological change in artefact shape variation. The authors conclude that the data set is partially biased by reasearch practices and histories, as their data-driven approach has only partially replicated traditional NACs for the european Late Palaeolithic/Early Mesolithic. However, their analysis of armature shape evolution has shown a tendency to diversification overtime, a pattern that was already observed in more « traditional » approaches. 

This study is, in my opinion, an excellent contribution for a significant step in macro-regional approaches to the archaeological record: defining discrete archaeological units that serve as a basis for subsequent analyses aimed at delineating cultural evolutionary processes. The authors propose a carefully designed and statistically grounded procedure in order to achieve these definitions in the most replicable and explicit possible manner. Taking advantage of drawings as a primary source of information is also very original despite several limitations of this approach (such as the necessary selection of most typical artefacts to be represented, the incompleteness of data publication or the difficulty to access all published work across such a large geographic area). The results of the study are convincing enough to allow the authors to discuss the pertinence of European Late Paleo/Early Mesolithic NACs, the potential epistemological and historical factors that could affect this taxonomic framework, as well as to give more weight to the traditional hypothesis of lithic cultural diversification towards the end of the Pleistocene/beginning of the Holocene in Europe. 

I would also like to underline the authors’ important efforts to ensure transparence and replicability of their study, as well as the accessibility of the data, thanks to extensive supplementary data and a data paper describing their data set in detail.

Anaïs L. Vignoles 

References

Breuil, H. (1913). Les subdivisions du paléolithique supérieur et leur signification. In Congrès international d’anthropologie et d’archéologie préhistoriques - compte-rendu de la XIVème session, tome 1:165‑238. Genève: Imprimerie Albert Kündig.

Hussain, S. T., Riede, F., Matzig, D. N., Biard, M., Crombé, P., Fernández-Lopéz de Pablo, J., Fontana, F., Groß, D., Hess, T., Langlais, M., Mevel, L., Mills, W., Moník, M., Naudinot, N., Posch, C., Rimkus, T., Stefański, D. and Vandendriessche, H. (2023). A Pan-European Dataset Revealing Variability in Lithic Technology, Toolkits, and Artefact Shapes ~15-11 Kya. Scientific Data 10 (1): 593. https://doi.org/10.1038/s41597-023-02500-9.

Mortillet, G. (1883). Le Préhistorique, antiquité de l’homme. Reinwald. Paris.

Pesesse, D. (2019). Analyser un silex, le façonner à nouveau ? Sur certains usages de la chaîne opératoire au Paléolithique supérieur. Techniques & culture, no 71: 74‑77. https://doi.org/10.4000/tc.11321.

Riede, F., Matzig, D. N., Biard, M., Crombé, P., Fernández-Lopéz de Pablo, J., Fontana, F., Groß, D., Hess, T., Langlais, M., Mevel, L., Mills, W., Moník, M., Naudinot, N., Posch, C., Rimkus, T., Stefański, D., Vandendriessche, H. and Hussain, S. T. (2023). A meta-analysis of Final Palaeolithic/earliest Mesolithic cultural taxonomy and evolution in Europe, Zenodo, 8195587., ver. 3 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.8195587

Willey, G. R. and Phillips, P. (1958). Method and Theory in American Archaeology. Chicago, IL: The University of Chicago Press.

A meta-analysis of Final Palaeolithic/earliest Mesolithic cultural taxonomy and evolution in EuropeFelix Riede, David N. Matzig, Miguel Biard, Philippe Crombé, Javier Fernández-Lopéz de Pablo, Federica Fontana, Daniel Groß, Thomas Hess, Mathieu Langlais, Ludovic Mevel, William Mills, Martin Moník, Nicolas Naudinot, Caroline Posch, Tomas Rimkus,...<p>Archaeological systematics, together with spatial and chronological information, are commonly used to infer cultural evolutionary dynamics in the past. For the study of the Palaeolithic, and particularly the European Final Palaeolithic and earl...Computational archaeology, Europe, Lithic technology, Mesolithic, Upper PalaeolithicAnaïs Vignoles2023-07-29 16:06:17 View
10 Jan 2024
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Linking Scars: Topology-based Scar Detection and Graph Modeling of Paleolithic Artifacts in 3D

A valuable contribution to automated analysis of palaeolithic artefacts

Recommended by ORCID_LOGO based on reviews by Lutz Schubert and 1 anonymous reviewer

In this paper (Linsel/Bullenkamp/Mara 2024), the authors propose an automatic system for scar-ridge-pattern detection on palaeolithic artefacts based on Morse Theory. Scare-Ridge pattern recognition is a process that is usually done manually while creating a drawing of the object itself. Automatic systems to detect scars or ridges exist, but only a small amount of them is utilizing 3D data. In addition to the scar-ridges detection, the authors also experiment in automatically detecting the operational sequence, the temporal relation between scars and ridges. As a result, they can export a traditional drawing as well as graph models displaying the relationships between the scars and ridges.

After an introduction to the project and the practice of documenting palaeolithic artefacts, the authors explain their procedure in automatising the analysis of scars and ridges as well as their temporal relation to each other on these artefacts. To illustrate the process, an open dataset of lithic artefacts from the Grotta di Fumane, Italy, was used and 62 artefacts selected. To establish a Ground Truth, the artefacts were first annotated manually. The authors then continue to explain in detail each step of the automated process that follows and the results obtained.

In the second part of the paper, the results are presented. First the results of the segmentation process shows that the average percentage of correctly labelled vertices is over 91%, which is a remarkable result. The graph modelling however shows some more difficulties, which the authors are aware of. To enhance the process, the authors rightfully aim to include datasets of experimental archaeology in the future. They also aim to develop a way of detecting the operational sequence automatically and precisely.

This paper has great potential as it showcases exactly what Digital and Computational Archaeology is about: The development of new digital methods to enhance the analysis of archaeological data. While this procedure is still in development, the authors were able to present a valuable contribution to the automatization of analytical archaeology. By creating a step towards the machine-readability of this data, they also open up the way to further steps in machine learning within Archaeology.

Bibliography

Linsel, F., Bullenkamp, J. P., and Mara, H. (2024). Linking Scars: Topology-based Scar Detection and Graph Modeling of Paleolithic Artifacts in 3D, Zenodo, 8296269, ver. 3 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.8296269

Linking Scars: Topology-based Scar Detection and Graph Modeling of Paleolithic Artifacts in 3DFlorian Linsel, Jan Philipp Bullenkamp & Hubert Mara<p>Motivated by the concept of combining the archaeological practice of creating lithic artifact drawings with the potential of 3D mesh data, our goal in this project is not only to analyze the shape at the artifact level, but also to enable a mor...Computational archaeology, Europe, Lithic technology, Upper PalaeolithicSebastian Hageneuer2023-09-01 23:03:59 View
19 Feb 2024
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Social Network Analysis of Ancient Japanese Obsidian Artifacts Reflecting Sampling Bias Reduction

Evaluating Methods for Reducing Sampling Bias in Network Analysis

Recommended by ORCID_LOGO based on reviews by Matthew Peeples and 1 anonymous reviewer

In a recent article, Fumihiro Sakahira and Hiro'omi Tsumura (2023) used social network analysis methods to analyze change in obsidian trade networks in Japan throughout the 13,000-year-long Jomon period. In the paper recommended here (Sakahira and Tsumura 2024), Social Network Analysis of Ancient Japanese Obsidian Artifacts Reflecting Sampling Bias Reduction they revisit that data and describe additional analyses that confirm the robustness of their social network analysis. The data, analysis methods, and substantive conclusions of the two papers overlap; what this new paper adds is a detailed examination of the data and methods, including use of bootstrap analysis to demonstrate the reasonableness of the methods they used to group sites into clusters.

Both papers begin with a large dataset of approximately 21,000 artifacts from more than 250 sites dating to various times throughout the Jomon period. The number of sites and artifacts, varying sample sizes from the sites, as well as the length of the Jomon period, make interpretation of the data challenging. To help make the data easier to interpret and reduce problems with small sample sizes from some sites, the authors assign each site to one of five sub-periods, then define spatial clusters of sites within each period using the DBSCAN algorithm. Sites with at least three other sites within 10 km are joined into clusters, while sites that lack enough close neighbors are left as isolates. Clusters or isolated sites with sample sizes smaller than 30 were dropped, and the remaining sites and clusters became the nodes in the networks formed for each period, using cosine similarities of obsidian assemblages to define the strength of ties between clusters and sites.

The main substantive result of Sakahira and Tsumura’s analysis is the demonstration that, during the Middle Jomon period (5500-4500 cal BP), clusters and isolated sites were much more connected than before or after that period. This is largely due to extensive distribution of obsidian from the Kozu-shima source, located on a small island off the Japanese mainland. Before the Middle Jomon period, Kozu-shima obsidian was mostly found at sites near the coast, but during the Middle Jomon, a trade network developed that took Kozu-shima obsidian far inland. This ended after the Middle Jomon period, and obsidian networks were less densely connected in the late and last Jomon periods.

The methods and conclusions are all previously published (Sakahira and Tsumura 2023). What Sakahira and Tsumura add in Social Network Analysis of Ancient Japanese Obsidian Artifacts Reflecting Sampling Bias Reduction are:

·       an examination of the distribution of cosine similarities between their clusters for each period

·       a similar evaluation of the cosine similarities within each cluster (and among the unclustered sites) for each period

·       bootstrap analyses of the mean cosine similarities and network densities for each time period

These additional analyses demonstrate that the methods used to cluster sites are reasonable, and that the use of spatially defined clusters as nodes (rather than the individual sites within the clusters) works well as a way of reducing bias from small, unrepresentative samples. An alternative way to reduce that bias would be to simply drop small assemblages, but that would mean ignoring data that could usefully contribute to the analysis.

The cosine similarities between clusters show patterns that make sense given the results of the network analysis. The Middle Jomon period has, on average, the highest cosine similarities between clusters, and most cluster pairs have high cosine similarities, consistent with the densely connected, spatially expansive network from that time period. A few cluster pairs in the Middle Jomon have low similarities, apparently representing comparisons including one of the few nodes on the margins on the network that had little or no obsidian from the Kozu-shima source. The other four time periods all show lower average inter-cluster similarities and many cluster pairs have either high or low similarities. This probably reflects the tendency for nearby clusters to have very similar obsidian assemblages to each other and for geographically distant clusters to have dissimilar obsidian assemblages. The pattern is consistent with the less densely connected networks and regionalization shown in the network graphs. Thinking about this pattern makes me want to see a plot of the geographic distances between the clusters against the cosine similarities. There must be a very strong correlation, but it would be interesting to know whether there are any cluster pairs with similarities that deviate markedly from what would be predicted by their geographic separation.

The similarities within clusters are also interesting. For each time period, almost every cluster has a higher average (mean and median) within-cluster similarity than the similarity for unclustered sites, with only two exceptions. This is partial validation of the method used for creating the spatial clusters; sites within the clusters are at least more similar to each other than unclustered sites are, suggesting that grouping them this way was reasonable.

Although Sakahira and Tsumura say little about it, most clusters show quite a wide range of similarities between the site pairs they contain; average within-cluster similarities are relatively high, but many pairs of sites in most clusters appear to have low similarities (the individual values are not reported, but the pattern is clear in boxplots for the first four periods). There may be value in further exploring the occurrence of low site-to-site similarities within clusters. How often are they caused by small sample sizes? Clusters are retained in the analysis if they have a total of at least 30 artifacts, but clusters may contain sites with even smaller sample sizes, and small samples likely account for many of the low similarity values between sites in the same cluster. But is distance between sites in a cluster also a factor? If the most distant sites within a spatially extensive cluster are dissimilar, subdividing the cluster would likely improve the results. Further exploration of these within-cluster site-to-site similarity values might be worth doing, perhaps by plotting the similarities against the size of the smallest sample included in the comparison, as well as by plotting the cosine similarity against the distance between sites. Any low similarity values not attributable to small sample sizes or geographic distance would surely be worth investigating further.

Sakahira and Tsumura also use a bootstrap analysis to simulate, for each time period, mean cosine similarities between clusters and between site pairs without clustering. They also simulate the network density for each time period before and after clustering. These analyses show that, almost always, mean simulated cosine similarities and mean simulated network density are higher after clustering than before. The simulated mean values also match the actual mean values better after clustering than before. This improved match to actual values when the sites are clustered for the bootstrap reinforces the argument that clustering the sites for the network analysis was a reasonable result.

The strength of this paper is that Sakahira and Tsumura return to reevaluate their previously published work, which demonstrated strong patterns through time in the nature and extent of Jomon obsidian trade networks. In the current paper they present further analyses demonstrating that several of their methodological decisions were reasonable and their results are robust. The specific clusters formed with the DBSCAN algorithm may or may not be optimal (which would be unreasonable to expect), but the authors present analyses showing that using spatial clusters does improve their network analysis. Clustering reduces problems with small sample sizes from individual sites and simplifies the network graphs by reducing the number of nodes, which makes the results easier to interpret.

Reference

Sakahira, F. and Tsumura, H. (2023). Tipping Points of Ancient Japanese Jomon Trade Networks from Social Network Analyses of Obsidian Artifacts. Frontiers in Physics 10:1015870. https://doi.org/10.3389/fphy.2022.1015870

Sakahira, F. and Tsumura, H. (2024). Social Network Analysis of Ancient Japanese Obsidian Artifacts Reflecting Sampling Bias Reduction, Zenodo, 10057602, ver. 7 peer-reviewed and recommended by Peer Community in Archaeology. https://doi.org/10.5281/zenodo.7969330

Social Network Analysis of Ancient Japanese Obsidian Artifacts Reflecting Sampling Bias ReductionFumihiro Sakahira, Hiro’omi Tsumura<p>This study aims to investigate the dynamics of obsidian trade networks during the Jomon period (approximately 15,000 to 2,400 years ago), the hunting and gathering era in Japan. To improve regional representation and reduce the distortions caus...Asia, Computational archaeologyJames Allison Thegn Ladefoged, Matthew Peeples2023-05-28 05:51:12 View
21 Mar 2023
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Archaeology, Typology and Machine Epistemology

Automation and Novelty –Archaeocomputational Typo-Praxis in the Wake of the Third Science Revolution

Recommended by ORCID_LOGO, and ORCID_LOGO based on reviews by Rachel Crellin and 1 anonymous reviewer

“Archaeology, Typology and Machine Epistemology” submitted by G. Lucas (1) offers a refreshing and welcome reflection on the role of computer-based practice, type-thinking and approaches to typology in the age of big data and the widely proclaimed ‘Third Science Revolution’ (2–4). At the annual meeting of the EAA in Maastricht in 2017, a special thematic block was dedicated to issues and opportunities linked to the Third Science Revolution in archaeology “because of [its] profound and wide ranging impact on practice and theory in archaeology for the years to come” (5). Even though the Third Science Revolution, as influentially outlined by Kristiansen in 2014 (2), has occasionally also been met with skepticism and critique as to its often implicit scientism and epistemological naivety (6–8), archaeology as a whole seems largely euphoric as to the promises of the advancing ‘revolution’. As Lucas perceptively points out, some even regard it as the long-awaited opportunity to finally fulfil the ambitions and goals of Anglophone processualism. The irony here, as Lucas rightly notes, is that early processualists initially foregrounded issues of theory and scientific epistemology, while much work conducted under the banner of the Third Science Revolution, especially within its computational branches, does not. Big data advocates have echoed Anderson’s much-cited “end of theory” (9) or at least emphatically called for an ‘empirization’ and ‘computationalization’ of theory, often under the banner of ‘data-driven archaeology’ (10), yet typically without much specification of what this is supposed to mean for archaeological theory and reflexivity. The latter is indeed often openly opposed by archaeological Third Science Revolution enthusiasts, arguably because it is viewed as part of the supposedly misguided ‘post-modernist’ project.

Lucas makes an original meta-archaeological contribution here and attempts to center the epistemological, ontological and praxeological dimensions of what is actually – in situated archaeological praxis and knowledge-production – put at stake by the mobilization of computers, algorithms and artificial intelligence (AI), including its many but presently under-reflected implications for ordering practices such as typologization. Importantly, his perspective thereby explicitly and deliberately breaks with the ‘normative project’ in traditional philosophy of science, which sought to nail down a universal, prescriptive way of doing science and securing scientific knowledge. He instead focuses on the practical dimensions and consequences of computer-reliant archaeologies, what actually happens on the ground as researchers try to grapple with the digital and the artefactual and try to negotiate new insights and knowledge, including all of the involved messiness – thereby taking up the powerful impetus of the broader practice turn in interdisciplinary science studies and STS (Science and Technology Studies (11)) (12–14), which have recently also re-oriented archaeological self-observation, metatheory and epistemology (15). This perspective on the dawning big data age in archaeology and incurred changes in the status, nature and aims of type-thinking produces a number of important insights, which Lucas fruitfully discusses in relation to promises of ‘automation’ and ‘novelty’ as these feature centrally in the rhetorics and politics of the Third Science Revolution. 

With regard to automation, Lucas makes the important point that machine or computer work as championed by big data proponents cannot adequately be qualified or understood if we approach the issue from a purely time-saving perspective. The question we have to ask instead is what work do machines actually do and how do they change the dynamics of archaeological knowledge production in the process? In this optic, automation and acceleration achieved through computation appear to make most sense in the realm of the uncontroversial, in terms of “reproducing an accepted way of doing things” as Lucas says, and this is precisely what can be observed in archaeological practice as well. The ramifications of this at first sight innocent realization are far-reaching, however. If we accept the noncontroversial claim that automation partially bypasses the need for specialists through the reproduction of already “pre-determined outputs”, automated typologization would primarily be useful in dealing with and synthesizing larger amounts of information by sorting artefacts into already accepted types rather than create novel types or typologies. If we identity the big data promise at least in part with automation, even the detection of novel patterns in any archaeological dataset used to construct new types cannot escape the fact that this novelty is always already prefigured in the data structure devised. The success of ‘supervised learning’ in AI-based approaches illustrates this. Automation thus simply shifts the epistemological burden back to data selection and preparation but this is rarely realized, precisely because of the tacit requirement of broad non-contentiousness. 

Minimally, therefore, big data approaches ironically curtail their potential for novelty by adhering to conventional data treatment and input formats, rarely problematizing the issue of data construction and the contested status of (observational) data themselves. By contrast, they seek to shield themselves against such attempts and tend to retain a tacit universalism as to the nature of archaeological data. Only in this way is it possible to claim that such data have the capacity to “speak for themselves”. To use a concept borrowed from complexity theory, archaeological automation-based type-construction that relies on supposedly basal, incontrovertible data inputs can only ever hope to achieve ‘weak emergence’ (16) – ‘strong emergence’ and therefore true, radical novelty require substantial re-thinking of archaeological data and how to construct them. This is not merely a technical question as sometimes argued by computational archaeologies – for example with reference to specifically developed, automated object tracing procedures – as even such procedures cannot escape the fundamental question of typology: which kind of observations to draw on in order to explore what aspects of artefactual variability (and why). The focus on readily measurable features – classically dimensions of artefactual form – principally evades the key problem of typology and ironically also reduces the complexity of artefactual realities these approaches assert to take seriously. The rise of computational approaches to typology therefore reintroduces the problem of universalism and, as it currently stands, reduces the complexity of observational data potentially relevant for type-construction in order to enable to exploration of the complexity of pattern. It has often been noted that this larger configuration promotes ‘data fetishism’ and because of this alienates practitioners from the archaeological record itself – to speak with Marxist theory that Lucas briefly touches upon. We will briefly return to the notion of ‘distance’ below because it can be described as a symptomatic research-logical trope (and even a goal) in this context of inquiry. 

In total, then, the aspiration for novelty is ultimately difficult to uphold if computational archaeologies refuse to engage in fundamental epistemological and reflexive self-engagement. As Lucas poignantly observes, the most promising locus for novelty is currently probably not to be found in the capacity of the machines or algorithms themselves, but in the modes of collaboration that become possible with archaeological practitioners and specialists (and possibly diverse other groups of knowledge stakeholders). In other words, computers, supercomputers and AI technologies do not revolutionize our knowledge because of their superior computational and pattern-detection capacities – or because of some mysterious ‘superintelligence’ – but because of the specific ‘division of labour’ they afford and the cognitive challenge(s) they pose. Working with computers and AI also often requires to ask new questions or at least to adapt the questions we ask. This can already be seen on the ground, when we pay attention to how machine epistemologies are effectively harnessed in archaeological practice (and is somewhat ironic given that the promise of computational archaeology is often identified with its potential to finally resolve "long-standing (old) questions"). The Third Science Revolution likely prompts a consequential transformation in the structural and material conditions of the kinds of ‘distributed’ processes of knowledge production that STS have documented as characteristic for scientific discoveries and knowledge negotiations more generally (14, 17, 18). This ongoing transformation is thus expected not only to promote new specializations with regard to the utilization of the respective computing infrastructures emerging within big data ecologies but equally to provoke increasing demand for new ways of conceptualizing observations and to reformulate the theoretical needs and goals of typology in archaeology. The rediscovery of reflexivity as an epistemic virtue within big data debates would be an important step into this direction, as it would support the shared goal of achieving true epistemic novelty, which, as Lucas points out, is usually not more than an elusive self-declaration. Big data infrastructures require novel modes of human-machine synergy, which simply cannot be developed or cultivated in an atheoretical and/or epistemological disinterested space. 

Lucas’ exploration ultimately prompts us to ask big questions (again), and this is why this is an important contribution. The elephant in the room, of course, is the overly strong notion of objectivity on which much computational archaeology is arguably premised – linked to the vow to eventually construct ‘objective typologies’. This proclivity, however, re-tables all the problematic debates of the 1960s and – to speak with the powerful root metaphor of the machine fueling much of causal-mechanistic science (19, 20) – is bound to what A. Wylie (21) and others have called the ‘view from nowhere’. Objectivity, in this latter view, is defined by the absence of positionality and subjectivity – chiefly human subjectivity – and the promise of the machine, and by extension of computational archaeology, is to purify and thus to enhance processes of knowledge production by minimizing human interference as much as possible. The distancing of the human from actual processes of data processing and inference is viewed as positive and sometimes even as an explicit goal of scientific development. Interestingly, alienation from the archaeological record is framed as an epistemic virtue here, not as a burden, because close connection with (or even worse, immersion in) the intricacies of artefacts and archaeological contexts supposedly aggravates the problem of bias. The machine, in this optic, is framed as the gatekeeper to an observer-independent reality – which to the backdoor often not only re-introduces Platonian/Aristotelian pledges to a quasi-eternal fabric of reality that only needs to be “discovered” by applying the right (broadly nonhuman) means, it is also largely inconsistent with defendable and currently debated conceptions of scientific objectivity that do not fall prey to dogma.  

Furthermore, current discussions on the open AI ChatGPT have exposed the enormous and still under-reflected dangers of leaning into radical renderings of machine epistemology: precisely because of the principles of automation and the irreducible theory-ladenness of all data, ecologies such as ChatGPT tend to reinforce the tacit epistemological background structures on which they operate and in this way can become collaborators in the legitimization and justification of the status quo (which again counteracts the potential for novelty) – they reproduce supposedly established patterns of thought. This is why, among other things, machines and AI can quickly become perpetuators of parochial and neocolonial projects – their supposed authority creates a sense of impartiality that shields against any possible critique. With Lucas, we can thus perhaps cautiously say that what is required in computational archaeology is to defuse the authority of the machine in favour of a new community archaeology that includes machines as (fallible) co-workers. Radically put, computers and AI should be recognized as subjects themselves, and treated as such, with interesting perspectives on team science and collaborative practice.

 

Bibliography

1. Lucas, G. (2022). Archaeology, Typology and Machine Epistemology. https:/doi.org/10.5281/zenodo.7620824.

2. Kristiansen, K. (2014). Towards a New Paradigm? The Third Science Revolution and its Possible Consequences in Archaeology. Current Swedish Archaeology 22, 11–34. https://doi.org/10.37718/CSA.2014.01.

3. Kristiansen, K. (2022). Archaeology and the Genetic Revolution in European Prehistory. Elements in the Archaeology of Europe. https://doi.org/10.1017/9781009228701

4. Eisenhower, M. S. (1964). The Third Scientific Revolution. Science News 85, 322/332. https://www.sciencenews.org/archive/third-scientific-revolution.

5. The ‘Third Science Revolution’ in Archaeology. http://www.eaa2017maastricht.nl/theme4 (March 16, 2023).

6. Ribeiro, A. (2019). Science, Data, and Case-Studies under the Third Science Revolution: Some Theoretical Considerations. Current Swedish Archaeology 27, 115–132. https://doi.org/10.37718/CSA.2019.06

7. Samida, S. (2019). “Archaeology in times of scientific omnipresence” in Archaeology, History and Biosciences: Interdisciplinary Perspectives, pp. 9–22. https://doi.org/10.1515/9783110616651

8. Sørensen, T. F.. (2017). The Two Cultures and a World Apart: Archaeology and Science at a New Crossroads. Norwegian Archaeological Review 50, 101–115. https://doi.org/10.1080/00293652.2017.1367031

9. Anderson, C. (2008). The end of theory: The data deluge makes the scientific method obsolete. Wired. https://www.wired.com/2008/06/pb-theory/.

10. Gattiglia, G. (2015). Think big about data: Archaeology and the Big Data challenge. Archäologische Informationen 38, 113–124. https://doi.org/10.11588/ai.2015.1.26155

11. Hackett, E. J. (2008). The handbook of science and technology studies, Third edition, MIT Press/Society for the Social Studies of Science.

12. Ankeny, R., Chang, H., Boumans, M. and Boon, M. (2011). Introduction: philosophy of science in practice. Euro Jnl Phil Sci 1, 303. https://doi.org/10.1007/s13194-011-0036-4

13. Soler, L., Zwart, S., Lynch, M., Israel-Jost, V. (2014). Science after the Practice Turn in the Philosophy, History, and Social Studies of Science, Routledge.

14. Latour, B. and Woolgar, S. (1986). Laboratory life: the construction of scientific facts, Princeton University Press.

15. Chapman, R. and Wylie, A. (2016) Evidential reasoning in archaeology, Bloomsbury Academic.

16. Greve, J. and Schnabel, A. (2011). Emergenz: zur Analyse und Erklärung komplexer Strukturen, Suhrkamp.

17. Shapin, S., Schaffer, S. and Hobbes, T. (1985). Leviathan and the air-pump: Hobbes, Boyle, and the experimental life, including a translation of Thomas Hobbes, Dialogus physicus de natura aeris by Simon Schaffer, Princeton University Press.

18. Galison, P. L. and Stump, D. J. (1996).The Disunity of Science: Boundaries, Contexts, and Power, Stanford University Press.

19. Pepper, S. C. (1972). World hypotheses: a study in evidence, 7. print, University of California Press.

20. Hussain, S. T. (2019). The French-Anglophone divide in lithic research: A plea for pluralism in Palaeolithic Archaeology, Open Access Leiden Dissertations. https://hdl.handle.net/1887/69812 

21. A. Wylie, A. (2015). “A plurality of pluralisms: Collaborative practice in archaeology” in Objectivity in Science, pp. 189-210, Springer. https://doi.org/10.1007/978-3-319-14349-1_10

Archaeology, Typology and Machine EpistemologyGavin Lucas<p>In this paper, I will explore some of the implications of machine learning for archaeological method and theory. Against a back-drop of the rise of Big Data and the Third Science Revolution, what lessons can be drawn from the use of new digital...Computational archaeology, Theoretical archaeologyShumon Tobias HussainAnonymous, Rachel Crellin2022-10-31 15:25:38 View